- Terms of Business
- Standard Settlement Instructions
- Order Execution Policy
- Privacy Information Notice
- Other regulatory documentation
- Policies and Procedures
- Tax Strategy
- Financial Statements
- Modern Slavery Statement
- Market Soundings
- COVID-19 Risk Assessment
- Business Continuity Statement
- Conflicts of Interests
Standard Settlement Instructions
We have two types of settlement instructions for different types of TOBs.
Standard Settlement Instructions for accounts relating to the Terms of Business B
Standard Settlement Instructions for accounts relating to the Terms of Business A, Terms of Business C, Market Standard Agreements (ISDA, GMRA, GMSLA) and Eligible Counterparty, Execution Only (with no asset holding)