- Terms of Business
- Standard Settlement Instructions
- Order Execution Policy
- Privacy Information Notice
- Other regulatory documentation
- Policies and Procedures
- Tax Strategy
- Financial Statements
- Modern Slavery Statement
- Market Soundings
- COVID-19 Risk Assessment
- Business Continuity Statement
- Conflicts of Interests
Conflicts of Interests
Sova Capital Limited is committed to identifying, preventing, managing and, where appropriate, disclosing conflicts of interest. The firm is required to ensure that it complies with the requirements set by the regulators. This summary outlines the policies, procedures and measures that Sova Capital Limited (SOVA) has put in place to fulfil this commitment in line with the ‘three lines of defence’ model, which the firm has adopted for managing its risk control framework.
Conflicts of Interests Policy Summary